Are you struggling to understand the many components of regulatory filing for health plans? Regulatory Joe demystifies these complexities with clarity and insight for everyone from seasoned managers to new professionals in the industry. Subscribe to stay up to date with the ever-evolving landscape of new guidelines for health plans.
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Regulatory Ramblings
Reg/Tech Lab - HKU-SCF FinTech Academy - Asia Global Institute - HKU-edX Professional Certificate in FinTech
Welcome to Regulatory Ramblings, a new podcast from a team at The University of Hong Kong on the intersection of all things pertaining to finance, technology, law and regulation. Hosted by The Reg/Tech Lab, HKU-Standard Chartered FinTech Academy, Asia Global Institute and the HKU-edX Professional Certificate in FinTech, with support from the HKU Faculty of Law. Join us as we hear from luminaries across multiple fields and professions as they share their candid thoughts in a stress-free envir ...
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Credit Union Regulatory Guidance Including: NCUA, CFPB, FDIC, OCC, FFIEC
Credit Union Exam Solutions Inc.
This podcast provides you the ability to listen to new regulatory guidance issued by the National Credit Union Administration, and occasionally the F D I C, the O C C, the F F I E C, or the C F P B. We will focus on new and material agency guidance, and historically important and still active guidance from past years that NCUA cites in examinations or conversations. This podcast is educational only and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorporated. We also ...
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Welcome to the CM Murray LLP podcast channel where we discuss a wide range of topical issues in relation to partnership and employment law. CM Murray LLP is a leading partnership, employment and regulatory law firm based in London. We advise US and UK law firms and partners, hedge fund and investment management partners, US and other multi-national employers, senior executives and founders on a range of UK partnership and employment law issues.
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With a depth of experience across all regulated sectors, the Maples Group Regulatory and Financial Services team is positioned to address client needs and sensitivities. We have the largest dedicated Cayman Islands Regulatory and Financial Services team in the jurisdiction. Our 15/15 Regulatory Update podcasts are released on the 15th of each month. The podcasts cover the latest Cayman Islands regulatory developments in the past month and include our partners, of counsel and associates as sp ...
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Simpson Thacher invites you to The Regulatory Roundtable, a quarterly podcast series offering insight from leading regulatory and enforcement lawyers. With increased regulatory scrutiny from the SEC and other agencies, staying on top of regulatory trends has never been more important. This podcast will take you behind the scenes on important policy, exam and enforcement issues affecting funds and the asset management industry. Each episode will feature leading attorneys with deep knowledge o ...
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American Bankers Association Praises NCUA's Transparency??
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers The American Bankers Association Trade group’s letter to N C U A Board Chairman Todd Harper on N C U A’s on the agencies improved transparency. This letter demonstrates the challenges of N C U A’s recent public comments that are negat…
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How Healthcare.gov 2025 Changes Will Impact Your Health Plan Strategy
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In this episode of Regulatory Joe, we break down the critical changes to Healthcare.gov that will reshape health plans in 2025. From streamlined enrollment to simplified plan selection, we dive into how these updates will impact issuers and plan operations in both federally facilitated and state-based marketplaces. 📌 Key Takeaways: Consistent user …
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Reflections from a former Singapore regulator on virtual assets
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Ep 55 with Angela Ang, Senior Policy Advisor, TRM Labs Angela Ang is the Senior Policy Advisor at TRM Labs, a global blockchain intelligence company, and a former regulator at the Monetary Authority of Singapore (MAS). Having spent over a decade at MAS, she held the role of Deputy Director in charge of licensing payments and crypto service provider…
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How Do You Attract and Retain ‘High Flyer’ Partners?
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We are delighted to share with you the recording of our recent webinar, ‘How Do You Attract and Retain ‘High Flyer’ Partners?’, in which partnership specialists discuss navigating the recruitment process for high flyers and important issues facing such decision making within professional practice firms.n this recording, Chair Corinne Staves (Partne…
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NCUA Board Briefing on the National Credit Union Share Insurance Fund September 2024 In Their Own Voice
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ NCUA Board Briefing on the National Credit Union Share Insurance Fund - September 2024 This episode covers NCUA's September 2024 Board Meeting Briefing on the National Credit Union Share Insurance Fund. Featured are the NCUA Board and staff in their own words and voices, discussing the…
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2024 September NCUA Board Meeting Simplifying Share Insurance
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ https://www.linkedin.com/in/mark-treichel/ https://www.marktreichel.com/podcast 2024 September NCUA Board Meeting: Simplifying Share Insurance This episode of the podcast covers the NCUA's September 2024 Board Meeting, focusing on the implementation of a final rule to simplify share in…
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NCUA'S FAIR HIRING IN BANKING RULE AUDIO BOOK STYLE
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Title: NCUA's New Fair Hiring in Banking Rule Key Points: - The NCUA Board has issued a final rule to incorporate IRPS 19-1 and the Fair Hiring in Banking Act (FHBA) into its regulations. - The rule expands career opportunities for individuals to work and volunteer at insured credit un…
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Statement of CFPB Director Rohit Chopra, Member, FDIC Board Member, on Stopping Fintech Deposit Meltdowns
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers the Statement of C F P B Director Rohit Chopra, Member, F D I C Board of Directors, on Stopping Fintech Deposit Meltdowns The following is an audio version of that statement. This podcast is educational and is not legal advice. We are…
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From a Secret Service Agent to a Global Financial Crime Fighter
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Ep #54 With David Caruso, Dominion Advisory Group In this episode of Regulatory Ramblings, David Caruso, a former U.S. Secret Service agent turned global financial crime fighter, shares insights from his 30-year journey in AML and financial crime compliance. With an impressive career, including time as chief compliance officer at Riggs Bank, David …
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The Future of Credit Unions: NCUA Vice Chairman's 2024 Vision
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ # Show Notes: NCUA Vice Chairman Hauptman's 2024 ACU Congressional Caucus Remarks ## Key Points: 1. Records Retention Policy Update - NCUA revising policies to limit required retention periods - Prompted by feedback from credit unions 2. Overdraft and NSF Fees - Hauptman opposes forcin…
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FED Chairman Powell Cuts Rates 50BP: His Words on Why
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers Transcript of Chair Powell’s Press Conference Opening Statement September 18, 2024 The following is an audio version of that transcript. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Soluti…
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2025 NBPP Changes Explained: Key Updates for Health Plans
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In this episode of Regulatory Joe, we cover the critical changes coming in 2025 for the Notice of Benefit and Payment Parameters (NBPP). Learn how telehealth, prescription drug access, re-enrollment rules, and network adequacy standards will shape health plans next year. 📌 Key Takeaways: Expanded telehealth documentation requirements Prescription d…
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Chairman Todd Harper: We've Only Just Begun
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ - Topic: NCUA Chairman Todd Harper's vision for the future of credit unions - Occasion: 90th anniversary of the Federal Credit Union Act - Key principles for credit union success over next 90 years: 1. Transparency - Public disclosure of executive compensation (proposed rule) - Reporti…
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Quantum Computing Threatens Blockchain Security & Anonymity
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Ep #53 with Kapil Dhiman, Co-Founder & CEO of Quranium Mumbai-based Kapil Dhiman is the co-founder and CEO of Quranium. An entrepreneur to his core with a creative and artistic side – coupled passion for problem solving – Kapil is a seasoned leader with 12 years of diverse international consulting experience in dealing with enterprises, startups an…
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CFPB Rohit Chopra's Remarks at the National Housing Conference
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ # Show Notes: CFPB on Housing - Prepared Remarks of CFPB Director Rohit Chopra ## Episode Overview This episode covers the prepared remarks of CFPB Director Rohit Chopra at the National Housing Conference on September 9, 2024. The remarks focus on mortgage refinancing and its potential…
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Joint Statement on Banks’ Arrangements with Third Parties to Deliver Bank Deposit Products and Services
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Key Points: 1. Federal banking agencies released a statement on potential risks of banks using third parties to deliver deposit products and services. 2. Highlights risk management practices for banks to consider when managing these arrangements. 3. Reemphasizes existing guidance; does…
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AI vs. Financial Scams: Why Banks Aren't Doing Enough in the Fight Against Sextortion and Fraud
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Ep #52 with Oonagh van den Berg (RAW Compliance) Oonagh van den Berg, a seasoned international compliance professional, is the founder of RAW Compliance, a consultancy and training firm. With a legal background and two decades of experience in London, Hong Kong, and Singapore, Oonagh has become a respected figure in the compliance industry. Her upb…
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Proposed Incentive-based Compensation Rule
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ NCUA's Proposed Incentive-based Compensation Rule This episode, hosted by Samantha Shares, provides a detailed summary of the NCUA's proposed incentive-based compensation rule, which implements Section 956 of the Dodd-Frank Act. This regulation is designed to address flawed compensatio…
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Practice Across The Pond - Episode 2: How is Partner Conduct Regulated and Managed in the UK and US?
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We are delighted to share the next episode of Practice Across the Pond, where we discuss the regulatory and ethical approaches taken to various matters from both a UK (England and Wales) and US (New York) perspective. In this episode, CM Murray LLP Partners Corinne Staves and Andrew Pavlovic and Devika Kewalramani, Partner and General Counsel at Fi…
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Final Interagency Guidance on Reconsideration of Value (ROV) for Residential Real Estate Valuations
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode is a high level summary of the final interagency guidance on reconsiderations of value (R O V) for residential real estate valuations This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorp…
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Updates from the Department for International Tax Co-operation (DITC) and to the Beneficial Ownership Regime (BOR)
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In this episode, Chris Capewell, Alex Howard, Anthony Mourginos and Jennifer Parsons discuss: Department for International Tax Co-operation (DITC) Update Beneficial Ownership Regime (BOR) Update Speakers: Chris Capewell, Partner | +1 345 814 5666 | chris.capewell@maples.com | View bio Alex Howard, Partner | +1 345 814 5179 | alex.howard@maples.com …
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The EU AI Act: Why it matters for Asia and beyond?
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Ep #51 with Michael Borrelli (AI & Partners) and Anandaday Misshra (AMLEGALS) In this episode, host Ajay Shamdasani discusses the EU AI Act with Michael Borrelli and Anandaday Misshra. The EU AI Act, the world's first comprehensive AI law, went into effect on August 1, 2024. The guests explore its global impact, particularly on compliance officers,…
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NCUA's Proposed Rule on Succession Planning - Entire Rule
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Board Approves Revised Proposal on Succession Planning The NCUA Board approved by a vote of 2-1 a proposed rule that requires boards of directors at federally insured credit unions to establish and adhere to processes for succession planning. This new proposed rule modifies the 2022 pr…
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Managing Partner Performance in Professional Services Firms & Evaluating Contribution
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We are delighted to share with you the recording of our recent webinar, ‘Managing Partner Performance in Professional Services Firms, Evaluating Contribution and Using Partner Processes to Drive Your Firm’s Strategy’, in which partnership and regulatory law specialists discuss how to manage successfully partner promotion and remuneration processes …
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What Do the New CMS EHB Benchmark Updates Mean for Your Health Plan?
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In today’s episode of Regulatory Joe, we’re diving into an important topic that is shaping the future of health plan offerings: Essential Health Benefit (EHB) benchmark updates. Don't miss an episode! Hit subscribe or get email notifications by signing up at regulatoryjoe.co today.על ידי Penstock
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How Routine Adult Dental Will Change Health Plans in 2025 and Beyond
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In today's episode of Regulatory Joe, we cover a timely and impactful topic: the consideration of routine adult dental as an Essential Health Benefit (EHB) starting in 2025. This policy change by CMS poses significant implications for health plans and their members—let’s explore what this means and how health plans can prepare. 💡 Check out all of o…
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Standard and Non-Standard Plan Options: What Your Health Plan Needs to Know
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In today’s episode of Regulatory Joe, we’re discussing standard/non-standard plan options and potential changes on the horizon for 2025 and beyond. Don't miss an episode! Hit subscribe or get email notifications by signing up at regulatoryjoe.co today.על ידי Penstock
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Network Adequacy and What Health Plans Need to Know for 2025
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In today’s episode of Regulatory Joe, we’re diving into the important topic of network adequacy and significant changes that health plans need to be aware of for 2025 and beyond. Don't miss an episode! Hit subscribe or get email notifications by signing up at regulatoryjoe.co today.על ידי Penstock
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Everything You Need to Know About State-Mandated Defrayal in 2025
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In today’s episode of Regulatory Joe, we’re discussing state-mandated benefit defrayal and potential changes on the horizon for 2025 and beyond. Don't miss an episode! Hit subscribe or get email notifications by signing up at regulatoryjoe.co today.על ידי Penstock
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The Interagency Statement on the Issuance of the AML/CFT Program Notices of Proposed Rulemaking
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ 1. Episode topic: Interagency Statement on the Issuance of the AML/CFT Program Notices of Proposed Rulemaking 2. Date of issuance: June 28, 2024 3. Agencies involved: - U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) - Board of Governors of the Federal R…
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Equity in cricket, building trust & supporting vulnerable witnesses & dealing with anonymity
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We are delighted to introduce a new series, ‘Navigating Investigations’, where we discuss difficult issues that investigators often grapple with.In this first episode, Partner Emma Bartlett is joined by a special guest, Cindy Butts, Chair of the Independent Commission for Equity in Cricket (ICEC), experienced in conducting investigations, tackling …
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#50 - Hong Kong to Dubai and Back Again – Reflections on A Career in FinTech
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Ep #50 with Syed Musheer Ahmed, Finstep Asia Syed Musheer Ahmed has two decades of extensive experience in the realms of capital markets, fintech and virtual assets – including a decade as a global markets’ trader, prior to coming to Hong Kong to attain his MBA from the University of Hong Kong and London Business School’s joint program. Since 2016,…
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Federal Credit Union Loan Interest Rate Ceiling
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Federal Credit Union Loan Interest Rate Ceiling In this episode, Samantha Shares delves into the NCUA's new proposed rule on the Federal Credit Union Loan Interest Rate Ceiling that was voted on at the July 18th Board Meeting. With a vote of 3-0, the proposed rule has been passed, main…
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Proposed NCUA on Rule Incentive Based Compensation Arrangements
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Proposed Rule on Incentive-Based Compensation Arrangements In this episode, Samantha Shares discusses the NCUA’s new proposed rule on Incentive-Based Compensation Arrangements, voted on during the July 18th Board Meeting. The episode includes a detailed presentation by various board me…
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Proposed Succession Planning Rule: July NCUA Board Meeting
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Proposed Succession Planning Rule: July NCUA Board Meeting This episode covers NCUA’s new proposed rule on Succession Planning discussed at the July 18th Board Meeting. The rule aims to improve the preparation and transition processes within credit unions by mandating formal written su…
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Cash Remuneration & Economic Uncertainty
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We are delighted to share with you the recording of our recent webinar, ‘Cash, Remuneration and Economic Uncertainty’, in which partnership and regulatory law specialists discuss navigating economic uncertainty and how this can be successfully achieved within professional firms.Robert Millard of Cambridge Strategy Group, David Shufflebotham of Pep …
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Digital Currencies and Public Law
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Ep #49 with Dr. Andrew Mazen Dahdal, College of Law, Qatar University Dr. Andrew Mazen Dahdal is an associate professor at the College of Law at Qatar University in Doha. He received his Ph.D. from the University of New South Wales, where he received an outstanding achievement award in 2014 for his dissertation on the necessity of historical analys…
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Letters of Understanding and Agreement (LUAs)
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers N C U A’s Enforcement Manual on Letters of Understanding and agreement – also known as L U A’s. The following is an audio version of that advisory and the press release. This podcast is educational and is not legal advice. We are spon…
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Practice Across The Pond: Introduction to the Regulatory Landscape and Conflict Management
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We are delighted to introduce a brand new series of talks, Practice Across the Pond, in which we discuss the regulatory and ethical approaches taken to various matters from both a UK (England and Wales) and US (New York perspective).In this episode, CM Murray LLP Partners Corinne Staves and Andrew Pavlovic and Devika Kewalramani, Partner and Genera…
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British Virgin Islands Financial Action Task Force FATF Report
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In this bonus episode, Chris Capewell, Chris Newton, Matthew Gilbert, Nikki Wood, Daniel Moore and Alice Reid discuss the British Virgin Islands Financial Action Task Force ("FATF") Report. Key concepts from this discussion include money laundering, terrorist financing, proliferation financing and targeted financial sanctions. Speakers: Chris Capew…
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NCUA's Enforcement Options and Philosophy
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers N C U A’s Enforcement Action Philosophy per its redacted Enforcement Manual. The following is an audio version of that advisory and the press release. This podcast is educational and is not legal advice. We are sponsored by Credit Uni…
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Defeating Money Laundering with Rational Thinking, Not Compliance Red-Flags
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Ep 48 with Dr. Mariola Marzouk (Vortex Risk Ltd.) In this episode of Regulatory Ramblings, Dr. Mariola Marzouk, an AML expert who has co-founded Vortex Risk Ltd., shares her insights on trade-based money laundering (TBML), and her philosophy on financial crime prevention. She talks about her approach to leveraging RegTech, the importance of human j…
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NCUA's Authority to Remove Officials
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers N C U A’s Enforcement Manual Section on Removal of Officials. The following is an audio version of that advisory and the press release. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutio…
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NCUA's Cybersecurity and Credit Union System Resilience Report
54:52
54:52
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ NCUA issued its Annual Cybersecurity and Credit Union System Resilience Report today. It is long but worth listening to in this "real time" release of an audiobook version of the Report. Are you worried about an NCUA exam in process or looming on the horizon? Don't face it alone! We're…
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Office of the Comptroller of the Currency Risk Perspective for Spring 2024
5:39
5:39
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5:39
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Here is a link to the entire document: https://www.occ.treas.gov/publications-and-resources/publications/semiannual-risk-perspective/index-semiannual-risk-perspective.html Are you worried about an NCUA exam in process or looming on the horizon? Don't face it alone! We're ex-NCUA inside…
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"The Biggest Bank Heist in History Is Coming"
56:24
56:24
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Ep 47 with Linda Jeng Linda Jeng is a digital economy leader and strategist with over two decades of experience in FinTech, policy, and regulation. She is the founder & CEO of Digital Self Labs, a Washington D.C.-based Web3 advisory firm. Digital Self Labs is a cross-disciplinary advisory firm combining blockchain software expertise with policy and…
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Uses, Opportunities, and Risks of Artificial Intelligence in the Financial Services Sector
1:00:31
1:00:31
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Uses, Opportunities, and Risks of Artificial Intelligence in the Financial Services Sector https://home.treasury.gov/system/files/136/Treasury-AI-RFI-financial-sector-2024.pdf?utm_medium=email&utm_source=NCUAgovdelivery https://www.linkedin.com/in/mark-treichel/ Are you worried about a…
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Restrictive Covenants Around the World: Podcast preview of IFSEA Conference 2024 panel
13:45
13:45
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In this short podcast, Chair Mark Risk (Mark Risk PC, New York) and Panellists Amit Bindra (The Prinz Law Firm, Chicago), Omar Molina Garcia (Augusta Abogados, Spain), and Jane Amphlett (Howard Kennedy LLP, UK) discuss briefly some of the issues that they will be analysing in their panel session at the 5th IFSEA Conference on Risk, Reward and Reput…
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FATCA and CRS Update, CIMA AML Surveys, CIMA Rule and SOG on Market Conduct, CIMA Policy on VASP Registration and Licensing, FRA Updated SARs Guidance
15:05
15:05
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In this episode, we discuss the FATCA and CRS Update, CIMA AML Surveys, CIMA Rule and Statement of Guidance on Market Conduct for Trust and Corporate Service Providers and Company Managers, CIMA Policy on Virtual Asset Service Provider ("VASP") Registration and Licensing and the Financial Regulatory Authority ("FRA") Updated SARs Guidance. SPEAKERS…
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Credit Union Assets, Lending, Insured Shares, Delinquencies Grow
5:27
5:27
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www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Connect with Mark Treichel on Linkedin: https://www.linkedin.com/in/mark-treichel/ Where to find the entire NCUA report: https://ncua.gov/files/publications/analysis/quarterly-data-summary-2024-Q1.pdf Are you worried about an NCUA exam in process or looming on the horizon? Don't face i…
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