Episode 45: Galois Settlement

Tokens of Wisdom

The digital asset fund manager community is up in arms about the SEC’s latest shenanigans against Galois Capital, and I’m here to tell you; so am I!

The SEC alleged three separate violations, and gave us zero helpful detail/analysis/guidance that might let other asset managers avoid similar acitons.

Key Points From This Episode:

• What violations did the SEC allege Galois Capital committed?
• What does a settlement mean?
• Why so much secrecy?
• Shout out to Laura Shin.
• A few rays of sunshine.

Disclaimer:

This show is for informational purposes only. Nothing presented here constitutes legal advice. Tokens of Wisdom is produced by Dave Rothschild, partner at Cole-Frieman & Mallon LLP headquartered in San Francisco, California. For more information, visit https://colefrieman.com/

Links Mentioned in Today’s Episode:

Galois Settlement - https://www.sec.gov/files/litigation/admin/2024/ia-6670.pdf

Unchained podcast - https://open.spotify.com/episode/0WLRqpxdDNHcZgygf3MwJv

Dave Rothschild - https://www.linkedin.com/in/davidcrothschild/

Cole-Frieman & Mallon LLP - https://colefrieman.com/

Music by Joe Ginsberg - https://www.instagram.com/thejoeginsberg

For any questions or comments, email: [e-mail]